Job details

Compliance & Operations Manager, Industry Leading Private Equity Advisory Firm, London, UK


REFERENCE:
10200 /31C

Our client, an industry-leading private equity advisory firm, is currently looking to hire a Compliance and Operations Manager to join their London team. The firm which provides investment solutions and fundraising advice, have an extensive track record, partnering with a broad range of high-performing alternatives investment funds for over ten years.

As the Compliance and Operations Manager, you will immediately be afforded plenty of responsibility focusing on a wide range of compliance tasks including; conflicts of interest, information controls and barriers, data protection, due diligence and AML / KYC. Alongside your compliance responsibilities, you will take charge of a number of operational tasks for the firm. On a daily basis, you will be working very closely with the senior management team whilst being the go-to person for a number of external parties.

As this is a newly created position within the firm, there will be plenty of autonomy available to mould and develop the role. This is a fantastic opportunity for a compliance professional with experience working within the investment or asset management space to join an industry-leading organisation and really make an impact.

RESPONSIBILITIES:

  • Regulatory compliance and financial crime prevention leadership
  • Overseeing GDPR obligations for all relevant parties
  • Implementation of effective policies and procedures across the firm
  • Global compliance monitoring support for the business
  • Day to day responsibility for the KYC process
  • Maintaining compliance registers
  • Monitoring regulatory changes that may impact the firm
  • Ad-hoc operational tasks for the firm

YOUR PROFILE:

  • Previous compliance generalist experience within the investment or asset management space
  • Exposure to the implementation a number of compliance policies
  • Experience working across a global remit would be advantageous
  • Ability to be flexible

LOCATION:
UK
SECTOR:
Private Equity, Placement Agent, Compliance, Operations

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